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Outsourced chief compliance officers.

Every firm here was named as a third-party CCO by at least one SEC-registered investment adviser in Form ADV filings. The number is how many advisers named it.

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Consultants  Assessors  Quotes
Matched3 quotesread by a human
The Shortlist is Yoursfrom this directory
Shortlist the Modern WayOutsourced CCO firms
01
Verified listings first
Unverified ones follow, labeled
02
Published prices where they exist
“Quote only” where we confirmed it, “Not published” where we have not
03
Up to three quotes, one form
Firms don’t see you until you choose
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Showing 584
Aca GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 114 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dinsmore Compliance ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 105 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Key Bridge ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 54 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Vigilant ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 31 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Aca GlobalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 30 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Gery Sadzewicz ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 25 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Tru IndependenceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 22 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Beacon Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 21 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Compliance Risk ConceptsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 20 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Oyster ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 20 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Adviser Compliance AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 17 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Gery SadzewiczUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 16 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dfp Regulatory ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 16 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
SwayzeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 15 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Calfee Strategic SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 12 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
VigilantUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 10 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Nextier SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 10 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Pine Advisor SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 10 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Adviser Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 9 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Abide Consulting GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 9 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
AdvisorlawUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 9 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
InlineUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 9 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Toroso InvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 9 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Cco TechnologyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 8 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Iqeq Us Management CoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 8 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Bristal Lane GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 8 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
3IcoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 7 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
FisolveUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 7 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Aspect AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 7 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
The Financial Planners AssistanceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 6 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Chenery Compliance GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 6 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
E78 PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 6 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Cima Financial Regulation ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 6 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
LawvisoryUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 6 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Foreside Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 5 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Investment Adviser Compliance ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 5 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Outsourced Compliance GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 5 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Tmorgan Advisers Limited LiabilityUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
AdvisorassistUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Holos Law GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
InnregUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Iq-Eq Fund ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
ReysaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Belpointe ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 4 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Libscor AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Stile Compliance ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Ally Compliance PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Iq Eq Fund ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Nca ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Shaver Law GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Parkside Compliance PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Calfee Halter & GriswoldUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Gryphon Compliance ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Reymann Law Group P AUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Bates GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Wade BoylanUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
AltpilotUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dziura Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Core-Cco ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Sound Point Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Venturis SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Salus GrcUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 3 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Little Consulting GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Calton & AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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AccredenceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Investcorp International IncorporatedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
William Harris InvestorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Patten Training & ReviewUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Advisers Compliance AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
PractusUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
City National BankUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Wb Compliance ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Compliansense ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Clearlake Capital Group L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Oyster Holdings Inc Dba Oyster ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cco Technology Llc (D/B/A Joot)USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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Kathryn Beller ProfessionalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Adviser Compliance ConslutingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Pillar Compliance GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Tiedemann AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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N/AUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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Apogee ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Quantlab FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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AcaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Pegasus Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Independence Capital PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Drake ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Hazelview InvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Business Compliance PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Aviv ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Apollo Global ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Cnl Financial Group Investment ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Adviser Compliance Associates Llc Dba Aca GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Dumont ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Patten TrainingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Je Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Brightstar Law GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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IqeqUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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My Legacy AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Advisor GuidanceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Altemis Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Simon ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Oca ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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St Bernard Financial ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Stacy SizemoreUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Bip CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mjd Compliance ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Spp Capital PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Windstream PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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First SouthernUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Allegiant Global SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Robert BullUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Compliance4USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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WindstreamUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Tmorgan AdvisersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cima Financial Regulations ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Toroso IvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Waystone Compliance Solutions (Us)USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 2 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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San Blas SecuriitesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ubs Business Solutions UsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Evelyn Partners Services LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Concorde HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Reymann Law GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Apax Partners Worldwide Holdings LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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M Financial HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Leaders GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Regal SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Pinnacle AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Vantage Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Financial Management StrategiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Fairview Investment ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Wealth Advisory GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ascendant Compliance Management Llc A Subsidiary Of Compliance Solutions Strategies HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Radial Equity PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Global Financial ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sim EmpUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Bruce A Lefavi SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gunn & Company Cpa PaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nicole ConklinUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Bradley & Associates P CUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Global CounselUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Washington Trust Company Of WesterlyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mj InsuranceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Tricor Pacific CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ally Compliance Partners - Joseph StowellUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Redwood Group LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Eide BaillyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Proscape Landscape SupplyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Swisscomply AgUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Institutional SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Renaissance Regulatory ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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J2 SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mass Mutual Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gery SadzewuczUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Grandview Property PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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First Heartland CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sonia GoforthUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Great Valley Advisor GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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David K EvansUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Raymond James FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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SignixUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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BedfordUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Elizabeth MurrayUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Interpublic Group Of CompaniesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gery Sadzewicz ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gs Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Lex SokolskyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mas ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Reliant ComplainceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Russell L Robinson SrUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Parsonex EnterprisesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Lilium GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Portsmouth Financial ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Kalos FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Robert J MooreUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Valmark Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
AbideUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Bd And Advisor ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
ArtnamUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dma Consulting GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Aca ForesideUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
The Law Office Of Stephanie DarlingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Blackrock Investment ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Scott M Rayburn PcUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Southstate BankUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Kunzi Hess Macnab Attorneys-At-LawUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
David FinnUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
The 4100 GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Pinnacle Holding CoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Rinaldi Finkelstein & Franklin L L CUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
The Monitor GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Savoie CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Commerce Street HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Malberian ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
United Services Automobile AssociationUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Carillon Tower AdvisersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Gery Sadzewicz ConsultingllcUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Mar Vista Investment PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Olden LaneUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Texas Partners BankUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Adviser Compliance GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Tcfg Wealth ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dws Group Gmbh & Co KgaaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Integrity Marketing GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Whistlepig Compliance SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Rbc Capital MarketsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Michael HerlihyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
United States NavyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Alan Saul BernsteinUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
02 Cap AdvisoryUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Steven SchneiderUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Princeton Advisory ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Familywealth AdvisersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Jennifer E Vogler EsqUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Justin B WhelanUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Rfm Financial ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Jackie JordanUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
FigUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Record Currency Management LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Keystone Adviser ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Stride Consumer PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Jane MurphyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
B/D OpsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
DinsmorecomplianceservicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Investment Advisor SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Ellen M BrunoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Bergman LawUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Thoroughbred Financial ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Kassouf &USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Raymond James Investment ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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ConnexienUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Hamilton Cavanaugh & AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Northern Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Fit ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Demarche AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Verde Asset Management S AUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Simplicity Financial Marketing HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sunflower Bank N AUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Reymann Law Group PaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Milestone PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Hodges Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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QventusUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Etc Platform ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gladstone AdministrationUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Prosperity Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Financial Planners AssistanceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Easterly Asset Management OperationsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Canaccord GenuityUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Highgate Consulting GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Trader ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Quain Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Main Street CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Greystar Management ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Brian Richard McauleyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Highline ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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AbelhrUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Joseph Stowell - Ally Compliance PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Five Needles Estate Planning ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sean DonovanUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Pq SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Alpha CooperativeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Securian Funds TrustUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Paul FrickUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Hamilton LawUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Rj Pile & CompanyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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St Louis Financial Planners Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Colleen CorwellUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Compliance Solutions AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Fiduciary CounsellingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Tesser Ryan & RochmanUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Scott SonnierUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Accordo Compliance SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Robert A CrowleyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Andasol ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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David JonesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nathan HawrotUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sentry InsuranceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Law Offices Of Dana A Friedlander PaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Novus AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Sheaff Brock Investment AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nbt Bank N AUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Altarock Business ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
One Stone GlobalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Arthur BusbyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Biglari HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
First Citizens Bank & TrustUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Frederic Dorwart LawyersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Equilibrium Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Eagle Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Financial Resources Group Investment ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
James McfaddenUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
American Retirement Planning GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Tague GoodhueUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Scgm S A & Southern Cross Investments L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Redmond Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
James GasawayUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Robert HuiskampUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Silverdale Baptist ChurchUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Discretionary Management ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Brookfield Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Hcr Wealth AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Monroe Securities HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Prosperity Wealth ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Stonex GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Coeli Asset Management AbUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Modern Woodmen Of AmericaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Lido AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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Pence Wealth ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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KrollUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Complidynamics ApcUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Harborside Sales GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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OricalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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3650 AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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SwisscomplyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Grandeur Peak Global AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Shuster Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Florina K KlingbaumUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Titleist Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Michael JonesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Prescott Realty GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Heartland Compliance AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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M S Howells & CoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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John LangUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Ryan P Smith Law PlcUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Gideon Paul Jeffrey FackrellUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Dovetail Wealth ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Stacie CraddockUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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William R GearhartUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Cfo Financial PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Oddo Bhf Asset Management SasUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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The Caprock GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gries FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Robertson Stephens Capital MarketsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Pennhaven Brokerage PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Investor Cash ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Delancey Investment Advisory Services LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Warrington GpUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Finserv ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Quinbrook Infrastructure Partners LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Croke Fairchild Duarte & BeresUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Aviolo Compliance Solutions GmbhUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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JefferiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Live Oak BancsharesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ibn Financial ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Forte CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Catch FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Frank IngrahamUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Momentum57USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Fti Consulting Inc (Parent)USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Savoia NycUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Main OfficeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sutterfield Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Rockefeller & CoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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AlbertUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Joe DayUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Vanguard GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Trg Advisors Inc (Crd #43870)USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Steinberg Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Pathstone Family Office L L CUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Western & Southern Life Insurance CoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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University Cooperative SchoolUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Simplicity Group HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Inspire InvestingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Lime FintechUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Actitrust Wealth ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Leila ShaverUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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D H Hill Securities LllpUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Marian StupkaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gdp Investment ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ranger Asset Management CompanyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Forge GlobalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Stockton Business ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cx InstitutionalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sp Servicios Globales -USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Investments Advise Compliance ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mgo One SevenUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Joseph ReigadasUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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David ReidyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Michael DavidsonUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cyrus Capital Partners L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Leste UsaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Camden Wealth AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Faithward ResourcesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Great Point CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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Ace & Company SaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Compliance Solutions StrategiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Praesidium PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ameriflex Group SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Samco Capital MarketsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Cynthia Aragon EsqUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
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Not published
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Willow Tree ConsultancyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Shanghai Neumann Intelligence LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Irving Place Capital Management L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Administracion Mfo SluUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Zrg Interim Solutions A Division Of Zrg PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Keiichiro SomehaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Clark Capital Management GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Coolabah Capital (Uk) LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Eby EnterprisesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Andre McclureUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Marygold CompaniesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Adviser Solutions GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ainvest FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Dan RobertsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gene MurphyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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International Compliance SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cf CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cambridge Investment ResearchUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Bryan JacobsenUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Moomoo FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Jonathan G WoznakUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Global Securities Consulting GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Asset Management Audit & ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mount Lucas ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Darwin Wealth ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ulf SkreppenUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Magic LeapUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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WorryfreeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Key Square GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Lscg ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Stephanie KelmUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Eab Investment GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Castanea PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Rmi InternationalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Koch CapabilitiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ria Compliance SpecialistsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Jay H Park & AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Kingston PetersenUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Operational Compliance ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mart VosUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Vivian Lima GiulianiUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Vita Insurance AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Chustz Law FirmUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Lonestar Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Bovill AmericasUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ls AdministrationUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nour Private WealthUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Wingate Management Limited VUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sciens Institutional ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Griffith Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ubs Financial ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Legacy Advisors AgencyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Compliers Consulting ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Shahmanesh Law GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Colina StrategiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Alden Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Integrity Compliance ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Kelson Capital GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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U S News & World Report L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
John MorrisUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Gsi Management UsaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Grayscale InvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Uniplan Investment CounselUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Epoch Capital LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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WorthpointeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dennis R MasonUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Iq-EqUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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The Carlyle Group Employee Co L L CUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ameritas Investment CompanyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Pionex PrimeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
First Asset FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
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SEC 206(4)-7Reg S-P
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Morse Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Northbound SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Udon LabsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Stacy HowellUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Dfp Partners Regulatory ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Telsey Advisory GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Scale AiUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Global Infrastructure PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Arcano Asesores Financieros S LUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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RileyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Adviser Compliance ConsultantsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Iheanyichukwu KanuUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Jonathan H SeedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Pine Street Financial GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Richard P Slaughter AssociatesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Datatribe FoundryUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Defiant Capital GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Madison Global PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Trilantic Capital Management L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Western International SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Keybridge ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cco3 Compliance ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Meris ConsultancyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Daniel ParkUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Advisor SystemsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Crescent Securities GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Apogee ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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American National Bank BoardUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Aca Compliance Group HoldingsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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AmerilifeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ted LauricUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Hbk Sorce FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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CoinbaseUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Ashleigh C SwayzeUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Illuminoss MedicalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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A&E Real Estate ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
AcrisureUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Mid-American Wealth Advisory GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Eric GallerUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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FinancialmdUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Century ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Rho Capital PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Onedigital Investment AdvisorsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Seneca Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Bright InvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Legacy Portfolio ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Cinven LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Accord Capital PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
CompliersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Mack ComplianceUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Song P CUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Octogone Advisors (Cayman)USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Crow & CushingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Dnm ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Renegade Capital GpUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Precision StrategiqueUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Coleman CorneliusUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Melia GroupUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nikhil JaisinghaniUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Power Sustainable ManagerUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Major Lindsey & AfricaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nancy Ann PrainoUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Ann GriffithUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Sine Qua Non GlobalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Nicholas Investment Partners L PUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Justin MellonUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Coastal Beach AccountingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Hegy Cfo ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Emilio Salvador SoutulloUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Leonardo CastilloUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Burton P StreetUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
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Kudisch Oster & CompanyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Mark Joseph De AngelisUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Christopher PlummerUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Iron Road PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Moonstone Compliance (Pty)USANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Brb Finanz UsaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Ellen D GinsbergUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Millbank Dartmoor PortsmouthUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
VizientUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Gemcorp Capital Management LimitedUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Tidal InvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
David M PoarchUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
RegmavenUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Ares Financial ConsultingUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
David BilbyUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Group Rmc ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Dlk Investment ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Corsair CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Bip WealthUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
AllenderUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Zhe LiUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Safe Harbor FiduciaryUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Walleye CapitalUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Spire ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Stansberry Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Rich Investment SolutionsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
American Global Wealth ServicesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Clf Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Pamplona Capital ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Master Holdings UsaUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
NaloUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Keshia Lee EstateUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Kyle Arthur SynclairUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Npm SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
First Tryon SecuritiesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
SatschelUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Deepwater Asset ManagementUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Westwood Global InvestmentsUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Cowboy VenturesUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Verde Capital PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Highline Wealth PartnersUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
HedgegrowUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
George Mason UniversityUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →
Churchill FinancialUSANot yet verified
What they do
Outsourced Chief Compliance Officer (RIA)
Who they help
Serves as outsourced chief compliance officer to 1 SEC-registered investment advisers, per 2023 to 2024 Form ADV filings. Services and pricing appear once the firm confirms its listing.
Standards
SEC 206(4)-7Reg S-P
Pricing
Not published
Claim this listing →

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