- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, DORA, ISO 27001 and more.
- Standards
- Pricing
- Not published
Business Continuity and Disaster Recovery Plan
A business continuity plan says how the business keeps running when something goes wrong: who decides, where people work, how customers and staff are reached, and which services come back first. A disaster recovery plan is the IT half: how systems and data are restored from backups, in what order, and how fast. Most rules ask for both, either by name or under a single heading.
HIPAA calls it a contingency plan and requires a data backup plan, a disaster recovery plan and an emergency mode operation plan. New York DFS requires a business continuity and disaster recovery (BCDR) plan. FINRA requires a written business continuity plan.
EU financial entities under DORA need an ICT business continuity policy plus response and recovery plans.
The written plan is only half of what an examiner wants. The other half is proof it works: a business impact analysis that ranks what matters most, backups that have actually been restored, and dated test or exercise records with the fixes that followed.
Several rules set a test cadence (NY DFS and DORA: at least yearly; FINRA: annual review), and SOC 2 and ISO 22301 auditors look for test results, not just the document.
Who requires it, and what each one says.
| Source | Applies when | What it requires | Status |
|---|---|---|---|
| HIPAA Security Rule, contingency plan standard 45 CFR 164.308(a)(7) | You are a covered entity or business associate with electronic protected health information | Policies and procedures for responding to an emergency or other occurrence (for example fire, vandalism, system failure, natural disaster) that damages systems containing ePHI. Required: a data backup plan (retrievable exact copies of ePHI), a disaster recovery plan (restore any loss of data) and an emergency mode operation plan (keep critical business processes running while protecting ePHI). Addressable: testing and revision procedures, and an applications and data criticality analysis. Legally required. | Mandatory |
| HIPAA Security Rule, related specifications and documentation 45 CFR 164.312(a)(2)(ii); 45 CFR 164.316(b) | Same entities | An emergency access procedure for obtaining necessary ePHI during an emergency (Required). The contingency plan must be kept in writing (electronic is fine), retained for 6 years from creation or the date it was last in effect, made available to the people who carry it out, and reviewed periodically and updated as needed. Legally required. | Mandatory |
| NY DFS Cybersecurity Regulation, incident response and business continuity management 23 NYCRR 500.16 (as amended effective November 1, 2023; compliance required from November 1, 2024 under 500.22(d)(2)) | You are a DFS-licensed covered entity and do not qualify for an exemption under 500.19 | Written incident response plans and a BCDR plan for cybersecurity-related disruptions. The BCDR plan must identify essential documents, data, facilities, infrastructure, services, personnel and competencies; name the supervisory personnel responsible for each part; include a communications plan for employees, counterparties, regulators, third-party service providers, disaster recovery specialists and the senior governing body; include procedures for timely recovery of critical data and systems; include procedures for backing up essential information with sufficient frequency and storing it offsite; and identify third parties necessary to continued operations. Copies must be accessible during an event, responsible staff must be trained, the plans and the ability to restore from backups must be tested at least annually, and backups must be protected from unauthorized alteration or destruction. Legally required. | Mandatory |
| FINRA Rule 4370, business continuity plans and emergency contact information FINRA Rule 4370(a) through (f) | You are a FINRA member firm | A written business continuity plan for an emergency or significant business disruption, made available promptly to FINRA staff on request, updated for any material change and reviewed annually, approved by a designated member of senior management who is a registered principal. At a minimum it must address data backup and recovery (hard copy and electronic), mission critical systems, financial and operational assessments, alternate communications with customers and with employees, an alternate physical location for employees, impact on critical business constituents, banks and counterparties, regulatory reporting, communications with regulators, and how customers will get prompt access to their funds and securities. A category that does not apply may be left out only with the rationale documented. A summary must be disclosed to customers at account opening, posted on the firm's website and mailed on request, and two emergency contact persons must be reported to FINRA. Legally required (FINRA rule). | Mandatory |
| SOC 2, Trust Services Criteria (TSP Section 100, 2017 criteria with revised points of focus, 2022) CC9.1; A1.2; A1.3 | You undergo a SOC 2 examination. CC9.1 is in every SOC 2; A1.2 and A1.3 apply when the Availability category is in scope | CC9.1: the entity identifies, selects and develops risk mitigation activities for risks from potential business disruptions. A1.2: environmental protections, software, data backup processes and recovery infrastructure are designed, implemented, operated and monitored. A1.3: the entity tests recovery plan procedures supporting system recovery; points of focus cover periodic business continuity plan testing and testing the integrity and completeness of backup data. Attestation: the auditor tests these controls and reports exceptions. | Attestation |
| ISO 22301:2019, Security and resilience, Business continuity management systems, Requirements ISO 22301:2019 clauses 8.4 (business continuity plans and procedures) and 8.5 (exercise program) | You seek or hold ISO 22301 certification | Documented business continuity plans and procedures, built on the business impact analysis and risk assessment in clause 8.2 and the strategies in clause 8.3, and a program of exercises and tests that validates them over time. Attestation: a certification body audits the management system against these clauses. | Attestation |
| EU Digital Operational Resilience Act (DORA), response and recovery; backup policies Regulation (EU) 2022/2554, Articles 11, 12 and 16(1)(f) and (g) (applies from January 17, 2025) | You are an EU financial entity in DORA's scope | An ICT business continuity policy, implemented through documented plans and procedures; ICT response and recovery plans (independently audited internally, except for microenterprises); a business impact analysis; testing of ICT business continuity and response and recovery plans at least yearly and after substantive changes to systems supporting critical or important functions; documented backup policies (scope and minimum frequency) and restoration and recovery procedures, with periodic testing and restoration onto segregated systems. Firms on the simplified regime of Article 16 are not subject to Articles 11 and 12 but must still keep business continuity plans and response and recovery measures that include backup and restoration, and test them regularly. Legally required in the EU. | Mandatory |
| FFIEC IT Examination Handbook, Business Continuity Management booklet (November 2019) BCM booklet sections III.A (business impact analysis), IV (strategies), V (business continuity plan), VII (exercises and tests), IX (board reporting); Appendix A examination procedures | You are a bank, savings association or credit union examined by a federal banking agency or NCUA | Examiners assess whether the board oversees a business continuity management program with a business impact analysis, risk assessment, written business continuity plan, recovery objectives (RTO, RPO), an exercise and test program and regular board reporting. The booklet is examination guidance; the FDIC's transmittal letter (FIL-71-2019) says it does not impose new requirements, but examiners expect to see the program. | Guidance |
| PCI DSS v4.0.1, incident response plan PCI DSS v4.0.1 Requirements 12.10.1 and 12.10.2 | You store, process or transmit payment card data, or can affect the security of the cardholder data environment | An incident response plan ready to be activated for a suspected or confirmed security incident, which must include business recovery and continuity procedures and data backup processes, along with roles and communications, containment procedures, legal reporting analysis and coverage of all critical system components. The plan must be reviewed and tested at least once every 12 months, including all of these elements. The continuity procedures can sit inside the incident response plan or be cross-referenced to a separate BCDR plan. Attestation: compliance is validated through a Report on Compliance or Self-Assessment Questionnaire with an Attestation of Compliance, required by card brands and acquirers through contract, not law. | Attestation |
| NIST SP 800-34 Rev. 1, Contingency Planning Guide for Federal Information Systems NIST SP 800-34 Rev. 1 (May 2010, updated November 11, 2010) | Anyone writing a contingency or disaster recovery plan; required practice only for federal systems through NIST SP 800-53 | A seven-step planning process (policy, business impact analysis, preventive controls, recovery strategies, plan, testing and training, maintenance) and plan templates. Guidance; not binding on private companies. | Guidance |
Required sections
- Purpose, scope and the events the plan covers, such as fire, system failure, natural disaster and ransomware (45 CFR 164.308(a)(7)(i); 23 NYCRR 500.16(a))
- Roles and responsibilities, including the supervisory personnel responsible for each part of the plan and who can declare a disaster (23 NYCRR 500.16(a)(2)(ii); FINRA 4370(d) for senior management approval)
- Business impact analysis and criticality ranking of applications, data, facilities, people and third parties (23 NYCRR 500.16(a)(2)(i) and (vi); DORA Article 11(5); ISO 22301 clause 8.2; HIPAA 164.308(a)(7)(ii)(E), addressable)
- Recovery objectives for each critical system or process, such as recovery time and recovery point (DORA Article 12(6); not required by HIPAA, NY DFS or FINRA; examiners using the FFIEC booklet look for them)
- Data backup plan: what is backed up, how often, where copies are stored offsite, and how backups are protected from alteration or destruction (164.308(a)(7)(ii)(A); 500.16(a)(2)(v) and (e); FINRA 4370(c)(1); DORA Article 12(1)(a))
- Disaster recovery procedures: how systems and data are restored and in what order (164.308(a)(7)(ii)(B); 500.16(a)(2)(iv); DORA Article 12(1)(b))
- Emergency mode operations: how critical business processes continue, and how security is maintained, while systems are down (164.308(a)(7)(ii)(C); emergency access to ePHI under 164.312(a)(2)(ii))
- Mission critical systems and alternate physical location for staff (FINRA 4370(c)(2) and (6))
- Communications plan for employees, customers, counterparties, regulators, service providers and the board, with alternate channels (500.16(a)(2)(iii); FINRA 4370(c)(4), (5) and (9); DORA Article 11(2)(e))
- Third parties and vendors essential to operations, and how their failure is handled (500.16(a)(2)(vi); FINRA 4370(c)(7); DORA Article 11(4))
- Regulatory reporting and customer access to funds and securities during a disruption (FINRA 4370(c)(8) and (10))
- Testing and exercise program, with results and the changes made afterward (500.16(d): at least annually; DORA Article 11(6): at least yearly; ISO 22301 clause 8.5; SOC 2 A1.3; HIPAA 164.308(a)(7)(ii)(D), addressable)
- Training for staff who carry out the plan, and where current copies are kept so they can be reached during an event (500.16(b) and (c))
- Plan approval, annual review and change log (FINRA 4370(b) and (d); 164.316(b)(2)(iii) periodic review; 6-year retention under 164.316(b)(2)(i))
- Customer disclosure statement summarizing the plan (FINRA 4370(e), broker-dealers only)
What the examiner asks for
Change log.
Where this document gets checked.
No one certifies a document like this on its own. It is read during the audits and inspections below, and by the agency behind each rule.
| Where it is looked at | Who looks at it |
|---|---|
| DORA | National competent authorities for each entity type (for example BaFin, the CSSF, the Central Bank of Ireland, the AMF and ACPR) supervise and enforce. The ESAs act as lead overseers for critical ICT third-party providers. There is no certification scheme; supervision is by regulator review and inspection |
| HIPAA | Government enforcement only. OCR investigates complaints and breach reports, conducts compliance reviews and periodic audits, and can impose civil money penalties or resolution agreements; state attorneys general may also sue under HITECH. There is no HIPAA certification recognized by HHS; third-party assessments (including HITRUST) are voluntary |
| ISO 22301 | Accredited certification body accredited to ISO/IEC 17021-1 for business continuity management systems |
| NY DFS 23 NYCRR 500 | Government enforcement only. DFS examines covered entities and can impose penalties; there is no certification. Class A companies must obtain independent audits of their cybersecurity program (internal or external auditors free from influence over the program), but DFS does not certify those auditors |
| PCI DSS | A PCI SSC qualified Qualified Security Assessor (QSA) company with certified QSA employees performs the ROC. Certified Internal Security Assessors (ISAs) can support internal assessments where the acquirer permits. Approved Scanning Vendors (ASVs) perform quarterly external vulnerability scans. Small merchants self-assess on an SAQ |
| SOC 2 | A licensed CPA firm (independent certified public accountants) performing the examination under the AICPA attestation standards and issuing the service auditor's report |
Consultants.
Firms that name these standards in their own material.
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- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, ISO 22301, ISO 27001, ISO 9001, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 13485 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 13485 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
- Who they help
- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 13485 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
- Pricing
- Not published
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- Its website offers consulting for PCI DSS, ISO 22301, ISO 9001, GDPR, ISO 14001 and more.
- Standards
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- Standards
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- Not published
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 27701 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 13485 and more.
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- Not published
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- Its website offers consulting for SOC 2, HIPAA, ISO 27001, ISO 9001, ISO 14001 and more.
- Standards
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- Not published
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 13485 and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Not published
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 42001 and more.
- Standards
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- Not published
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 9001, CMMC and more.
- Standards
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 9001, CMMC and more.
- Standards
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- Its website offers consulting for HIPAA, PCI DSS, ISO 22301, ISO 9001, CMMC and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 9001, ISO 14001, ISO 45001, ISO 13485 and more.
- Standards
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- Not published
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 22301, ISO 27001 and more.
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- Its website offers consulting for SOC 2, PCI DSS, ISO 22301, ISO 27001, ISO 9001 and more.
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 22301, ISO 27001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for SOC 2, PCI DSS, ISO 22301, ISO 27001, ISO 9001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for SOC 2, HIPAA, ISO 22301, ISO 27001, ISO 9001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
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- Its website offers consulting for PCI DSS, ISO 22301, ISO 27001, ISO 9001, GDPR and more.
- Standards
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- Its website offers consulting for SOC 2, PCI DSS, ISO 22301, ISO 27001, ISO 9001 and more.
- Standards
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 22301, ISO 27001 and more.
- Standards
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- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, GDPR, ISO 27701 and more.
- Standards
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- Standards
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- Standards
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, GDPR, ISO 14001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for SOC 2, ISO 22301, ISO 27001, ISO 9001, ISO 14001 and more.
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- Its website offers consulting for SOC 2, PCI DSS, ISO 22301, ISO 27001, ISO 9001 and more.
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- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, ISO 9001, GDPR and more.
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 22301, ISO 27001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, CMMC, ISO 14001 and more.
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- Its website offers consulting for PCI DSS, ISO 22301, ISO 27001, ISO 9001, ISO 14001 and more.
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- Its website offers consulting for ISO 22301, ISO 27001, ISO 9001, ISO 14001, ISO 45001 and more.
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, GDPR and more.
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, ISO 9001 and more.
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, ISO 9001 and more.
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- Its website offers consulting for SOC 2, PCI DSS, ISO 22301, CMMC, NIST 800-171 and more.
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- Its website offers consulting for SOC 2, PCI DSS, ISO 9001, CMMC, NIST 800-171 and more.
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- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, GDPR and more.
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- Its website offers consulting for SOC 2, PCI DSS, ISO 22301, DORA, ISO 27001 and more.
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- Its website offers consulting for SOC 2, PCI DSS, DORA, ISO 27001, GDPR and more.
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- Its website offers consulting for PCI DSS, DORA, GDPR, NIST CSF, ISO 27701 and more.
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- Its website offers consulting for PCI DSS, DORA, GDPR, NIST CSF, ISO 42001 and more.
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- Its website offers consulting for PCI DSS, ISO 22301, ISO 9001, ISO 42001, ISO 27701 and more.
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- Its website offers consulting for SOC 2, PCI DSS, DORA, NIST 800-171, GDPR and more.
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- Its website offers consulting for PCI DSS, GDPR, NIST CSF, APRA CPS 234, Essential Eight and more.
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- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, GDPR, CIS Controls and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for PCI DSS, ISO 27001, GDPR.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, NIST CSF, PIPEDA.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 9001, ISO 14001, ISO 45001 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171, GDPR, ISO 42001 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, GDPR, NIST 800-53 / FISMA and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, NYDFS 23 NYCRR 500, GDPR, NIST CSF.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for PCI DSS, ISO 27001.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, DFARS and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, ISO 27001, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, FedRAMP and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, ISO 27001, CMMC, NIST 800-171, CIS Controls.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, ISO 27001, CMMC, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, CMMC, FedRAMP and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171, NIST AI RMF.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, CMMC, SOC 1.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, GLBA / FTC Safeguards.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, DORA, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, ISO 42001 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, NIST CSF.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, NYDFS 23 NYCRR 500, ISO 27001 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for PCI DSS, CMMC, NIST 800-171, GDPR, FedRAMP and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, CIS Controls and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, GDPR, CCPA/CPRA.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, DORA, NYDFS 23 NYCRR 500, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, GLBA / FTC Safeguards.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, NIST 800-53 / FISMA.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, DFARS and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, GLBA / FTC Safeguards.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171, GDPR, DFARS.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, CIS Controls and more.
- Standards
- Pricing
- Not published
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- Compliance consulting
- Who they help
- Its website offers consulting for PCI DSS, ISO 22301, DORA, ISO 27001, ISO 9001 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, CIS Controls and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, FINRA.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, DFARS, GLBA / FTC Safeguards, SOX.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, FINRA and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, NIST 800-171, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, CMMC, SOC 1.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171, DFARS, Employee handbooks and HR policies and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171, GLBA / FTC Safeguards.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, CMMC, SOC 1.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, NYDFS 23 NYCRR 500, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, ISO 27001, CMMC, NIST 800-171, FedRAMP and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, NIST 800-53 / FISMA.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, CMMC, NIST 800-171, NIST 800-53 / FISMA.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, CMMC, NIST 800-171, FedRAMP and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, CMMC, NIST 800-171, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, NYDFS 23 NYCRR 500, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, NYDFS 23 NYCRR 500, ISO 27001 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171, GDPR.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, GLBA / FTC Safeguards, SOX.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, CMMC, FedRAMP, NIST CSF and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, GDPR and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, ISO 27001, ISO 9001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for PCI DSS, CMMC, SOX.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST 800-171, FedRAMP and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, PCI DSS, ISO 27001, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, NYDFS 23 NYCRR 500, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, SOX.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, ISO 27001, ISO 42001, EU AI Act and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, 42 CFR Part 2, CARF, Joint Commission.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CARF, Joint Commission.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, AAAASF, AAAHC, CARF, CMS and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for PCI DSS, ISO 22301, ISO 27001, ISO 42001.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC, NIST 800-171.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, PCI DSS, CMMC, NIST CSF, FTC Safeguards Rule and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for HIPAA, CMMC.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, ISO 27001, CMMC and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
- Who they help
- Its website offers consulting for SOC 2, HIPAA, PCI DSS, CMMC, NIST 800-171 and more.
- Standards
- Pricing
- Not published
- What they do
- Compliance consulting
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Software.
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What people ask.
What is the difference between a business continuity plan and a disaster recovery plan?
A business continuity plan covers the whole business: people, places, customers, vendors and decisions during a disruption. A disaster recovery plan covers IT: restoring systems and data from backups in priority order. Most rules ask for both, which is why many companies keep one BCDR document with an IT recovery section.
Does HIPAA require a disaster recovery plan?
Yes. The contingency plan standard at 45 CFR 164.308(a)(7) lists a data backup plan, a disaster recovery plan and an emergency mode operation plan as required. Testing and the criticality analysis are addressable, which means you must assess whether each is reasonable and appropriate for you, implement it if so, and if not, document why and put an equivalent alternative in place where that is reasonable.
Does CMMC Level 2 require a business continuity plan?
No. NIST SP 800-171 Rev 2, which CMMC Level 2 assesses, leaves out the contingency planning family. The one carry-over is requirement 3.8.9, which asks you to protect the confidentiality of backup CUI at storage locations.
How often do we have to test the plan?
NY DFS and DORA require testing at least once a year, including a test of restoring from backups under NY DFS. FINRA requires an annual review. PCI DSS requires the incident response plan, including its business recovery and continuity procedures, to be tested at least once every 12 months. HIPAA lists periodic testing as an addressable specification, SOC 2 tests recovery plans under A1.3 when the Availability category is in scope, and ISO 22301 requires an exercise program, none with a fixed interval.
Is a tabletop exercise enough?
It counts as a test of the plan and the people, and it is how most small firms start. It does not prove backups can be restored, so NY DFS separately requires a test of restoring critical data and systems from backups, and SOC 2 auditors look for backup restore results under A1.3 when Availability is in scope.
We use cloud software for everything. Do we still need a plan?
Yes, if a rule covers you. The plan then focuses on what happens if a provider goes down: who you call, how staff keep working, what data you hold copies of, and how you reach customers. NY DFS and DORA both require you to identify the third parties your operations depend on.
Is the incident response plan the same document?
Usually not. An incident response plan covers detecting, containing and investigating a security event; a BCDR plan covers keeping the business running and restoring systems afterward. NY DFS 500.16 requires both, and many companies cross-reference them so recovery from backups appears in each.
Sources
45 CFR 164.308 Administrative safeguards (eCFR)45 CFR 164.316 Policies and procedures and documentation requirements (eCFR)45 CFR 164.312 Technical safeguards (eCFR)Federal Register, HIPAA Security Rule To Strengthen the Cybersecurity of Electronic Protected Health Information, proposed rule (Jan 6, 2025)23 NYCRR Part 500 as amended November 1, 2023 (NY DFS)FINRA Rule 4370, Business Continuity Plans and Emergency Contact InformationAICPA, 2017 Trust Services Criteria (With Revised Points of Focus, 2022)ISO 22301:2019 Business continuity management systems, Requirements (ISO catalog)Regulation (EU) 2022/2554, Digital Operational Resilience Act (EUR-Lex)FFIEC IT Examination Handbook, Business Continuity Management booklet (November 2019)FDIC FIL-71-2019, Updated FFIEC IT Examination Handbook, Business Continuity Management BookletNIST SP 800-171 Rev. 2, Protecting Controlled Unclassified InformationNIST SP 800-34 Rev. 1, Contingency Planning Guide for Federal Information Systems